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INVESTMENT MANAGEMENT REGULATORY ORGANISATION LIMITED

Identity Statement

Reference code(s): GB 0074 LMA/4554
Held at: London Metropolitan Archives - click here to see details of the physical location of collection
Full title: INVESTMENT MANAGEMENT REGULATORY ORGANISATION LIMITED
Date(s): 1996-1997
Level of description: Collection
Extent: 0.02 linear metres.
Name of creator(s): Investment Management Regulatory Organisation Ltd

Context

Administrative/Biographical history:

Following the enactment of the Financial Services Act 1986, the Investment Management Regulatory Organisation was one of a number of Self Regulatory Organisations established to regulate companies dealing in investments as a means of protecting investors. Its responsibilities were transferred to the Financial Services Authority in December 2001, following the Chancellor of the Exchequer's decision to merge banking supervision and investment services regulation.

Information available at http://www.fsa.gov.uk/Pages/About/Who/History/index.shtml (accessed October 2010).

Content

Scope and content/abstract:

This collection consists of consultation papers issued by the Investment Management Regulatory Organisation, and correspondence.

Access & Use

Language/scripts of material:
English

System of arrangement:

LMA/4554/01: Consultation Papers; LMA/4554/02: Correspondence.

Conditions governing access:

Available for general access.

Conditions governing reproduction:

Copyright to this collection rests with the depositor.

Finding aids:

Please see online catalogues at: http://search.lma.gov.uk/opac_lma/index.htm

Archival Information

Archival history:

Immediate source of acquisition:

Records deposited by the Pensions Archive Trust in 2008.

Allied Materials

Related material:

Publication note:

Description Notes

Archivist's note:

Description compiled by Susan Gentles.

Rules or conventions:
Compiled in compliance with General International Standard Archival Description, ISAD(G), second edition, 2000; National Council on Archives Rules for the Construction of Personal, Place and Corporate Names, 1997.

Date(s) of descriptions:
November 2010 to January 2011.

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